Job DescriptionOur client is a top 200 UK law firm seeking a Risk & Compliance Executive to support their Head of Compliance. This is a fantastic opportunity to make your mark on the firm’s compliance team and really contribute
Job Description Our client is a leading global law firm seeking a Compliance Manager or Lawyer to join their team. In this role, you will support the Director of Risk in implementing the firm’s regulatory compliance framework across
Job Description THE COMPANY: We are working exclusively with an International Wholesale Bank located in the City of London, who are looking for a Compliance Manager to join the team. THE RESPONSIBILITIES: Report to the Chief Compliance Officer,
Job DescriptionTHE COMPANY: Our client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance.THE RESPONSIBILITIES:Support the Head of Compliance in the identification, review, assessment and reporting of
Job DescriptionTHE COMPANY:We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. THE RESPONSIBILITIES:Designated Business
Job Description Our client is a legal 500 top-tier law firm seeking to hire a Risk & Compliance Analyst to join their team. In this role, you will play a key role in ensuring the firm adheres
Job Description THE COMPANY: Our client is a UK-leading investment firm, specialising in private client services. THE RESPONSIBILITIES: Assist with the ongoing update to Compliance policies and procedures. Maintenance of the Compliance monitoring action log. Contribute to the
Job Description THE COMPANY: Our client is a leading provider of execution and clearing services for exchange traded derivatives and OTC derivatives in the commodities markets. THE RESPONSIBILITIES: Monitor and ensure on-going compliance with all legal and
Compliance Monitoring Analyst – Stockbroking, Asset Management or PWM Compliance Monitoring Experience Required Ref: 4008G2 £60K - £75K + Bonus & Benefits Hybrid/Kent We have been appointed by our Client, a boutique Retail & Institutional Stockbroker, who are
EXCLUSIVE: CLIENT SERVICES & OPERATIONS MANAGER – DFM FILE REVIEW EXPERIENCE & COMPLIANCE KNOWLEDGE REQUIRED Ref: 4004G £80K + good benefits & bonus REMOTE (Southern England) We are exclusively recruiting for a Family Office Discretionary Fund Manager
Job Description Our client is a leading national law firm seeking a Compliance Manager to join their team in Edinburgh. This is a new role for the firm, creating a really exciting opportunity to really get stuck
Job DescriptionOur client is a top 100 UK law firm seeking to hire an Operations Compliance Officer in their Manchester office. In this role, you will play a key role in ensuring all third-party products and services
THE COMPANY: Our client is a market leader the retail brokerage space going through an exciting period of growth. Currently seeking a Chief Compliance Officer to join the Business. THE RESPONSIBILITIES: Act as a member of the
Job Description Are you a Law Firm Risk & Compliance expert looking to make a significant impact in a new role? We are excited to let you know about an exciting opportunity with a leading city Law
THE COMPANY: Our client is a prestigious private wealth firm based in the West End. They are looking for a CASS Compliance Officer to join the team on a 6-month FTC basis. THE RESPONSIBILITIES: Operational adherence to
We are excited to be working with a well-respected national law firm to recruit a Compliance Manager to manage their team. It’s a fantastic opportunity to take on day-to-day line management of the compliance team and work closely
Head of Compliance (Boutique Asset Manager) – Fund Management Compliance Experience (including UCITS & AIFMD knowledge) required Ref: 3986G £120K - £140K + Bonus & Benefits London/Hybrid Our Client, a well-established European Asset Manager, is looking to hire
Job Description A highly rated UK law firm headquartered in London is seeking a Risk and Compliance Manager to support their growing firm. This is a really exciting opportunity to deliver the firm’s compliance strategy, oversee complaints handling
Job Description About Us Rockstone Compliance & Risk Solutions Limited is a successful compliance consultancy firm based in Bath, specialising in providing expert guidance to mortgage, insurance and credit intermediary firms. With a commitment to service excellence, we
Head of Compliance & MLRO – Retail Stockbroking or PWM Experience Required Ref: 4007G £135K - £160K + Bonus & Benefits Hybrid/Kent We have been appointed by our Client, a Boutique Retail & Institutional Stockbroker, who are