Job Description Compliance Monitoring Manager (Investments) Investments FinTech Location: London (Hybrid – 2 days in the office, 3 days WFH per week) Salary: £60k - £75k + shares + benefits Is there a better place to work in
Job Description Job Title: Assistant Vice President (AVP) - Compliance Monitoring Job Description: As an Assistant Vice President in Compliance Monitoring at our esteemed investment banking client, you will play a pivotal role in ensuring regulatory compliance and mitigating key risks
Duties and Responsibilities 1) You will assist in the delivery of the Department’s Compliance desk and thematic monitoring programme, including: - Planning and conduct of individual reviews in accordance with the annual compliance plan; - Identification of key risks
Job DescriptionOur client, a leading Asset Management firm, is looking to hire a Compliance Monitoring Manager with experience developing monitoring plans from the ground up. This is a key role in a small team which will allow an exceptional
Job Description Our CIB client are currently searching for a Compliance Monitoring Testing and controls specialist to assist them with the design, implementation and execution of the UK and European M&T Program. Monitoring and Testing Support of the M&T
Job Description THE COMPANY: Our client is a UK-leading investment firm, specialising in private client services. THE RESPONSIBILITIES: Assist with the ongoing update to Compliance policies and procedures. Maintenance of the Compliance monitoring action log. Contribute to the development
Job Description Who we are Monex Europe Limited is a corporate FX and hedging provider based in the City of London, and authorised by the Financial Conduct Authority as a payments services firm. Monex Europe Limited
Job Description Who are we? We are not your typical financial institution. It’s our people who make us a cut above. Here, every person is respected because of their differences, not in spite of them. We
At Coinbase, our mission is to increase economic freedom around the world, and we couldn’t do this without hiring the best people. We’re a group of hard-working overachievers who are deeply focused on building the future
Job Description Our CIB client are currently searching for a Compliance Monitoring Testing and controls specialist to assist them with the design, implementation and execution of the UK and European M&T Program. Monitoring and Testing Support of the M&T
We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only
Company Description IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. Job Description
Responsibilities: Conduct regular monitoring activities to assess compliance with regulatory requirements and internal policies. Identify and analyse compliance risks across various business areas and products. Develop and implement monitoring plans and testing programs to assess the effectiveness of compliance controls. Investigate
At M&G our purpose is to help people manage and grow their savings and investments, responsibly. As a business, we are continuing to take steps towards a sustainable future, delivering better long-term solutions for our customers
Job Description The main purpose of the role is to monitor the activities of a portfolio of high risk Appointed Representatives (ARs) and AIFs, as well as DPM activities, such that risks can be assessed and
Job Title: Compliance Monitoring Officer Location: London Hybrid 2 days in the office Job Type: Full-time About Us: My client is a leading retail banking organisation committed to providing exceptional financial services to our customers. We strive to
Job Description Miryco Consultants is working with a leading Lloyd’s Insurance broker to hire a Compliance Monitoring Officer to join their Central Compliance team. Responsibilities: Provide support in the development of relevant management information. Review reporting and understand regulatory
Boutique Investment Bank - Compliance Monitoring Associate London, Hybrid We are working with a dynamic boutique investment bank seeking a meticulous and driven Compliance Monitoring Associate to join a growing team. The Compliance Monitoring Associate will play a crucial role in ensuring
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Job DescriptionMiryco Consultants is working with a leading Lloyd’s Insurance broker to hire a Compliance Monitoring Officer to join their Central Compliance team.Responsibilities:Provide support in the development of relevant management information.Review reporting and understand regulatory performance.Where any risk indicators