The role… Interactive Brokers (U.K.) Limited, based in London, part of IBKR global online financial brokerage services, seeks a generalist compliance professional to join our fast-paced business in a complex operating environment. You will hit the ground
At Coinbase, our mission is to increase economic freedom around the world, and we couldn’t do this without hiring the best people. We’re a group of hard-working overachievers who are deeply focused on building the future
Purpose of the Job Quintet Private Bank is a leading private bank in the wealth management sector; we are committed to our client and their families and pride ourselves on our personalised service based on a
About this role Vice President, Compliance Monitoring and Testing : This is a Vice President level role within the Compliance Monitoring & Testing (CMT) Team. The role is based in Edinburgh UK and reports into the Global Head of CMT.
Compliance Monitoring Manager (Investments) Investments FinTech Location: London (Hybrid – 2 days in the office, 3 days WFH per week) Salary: £60k - £75k + shares + benefits Is there a better place to work in the UK?
Job Description Job Title: Assistant Vice President (AVP) - Compliance Monitoring Job Description: As an Assistant Vice President in Compliance Monitoring at our esteemed investment banking client, you will play a pivotal role in ensuring regulatory compliance and mitigating key risks
Duties and Responsibilities 1) You will assist in the delivery of the Department’s Compliance desk and thematic monitoring programme, including: - Planning and conduct of individual reviews in accordance with the annual compliance plan; - Identification of key risks
Job DescriptionOur client, a leading Asset Management firm, is looking to hire a Compliance Monitoring Manager with experience developing monitoring plans from the ground up. This is a key role in a small team which will allow an exceptional
Job Description Our CIB client are currently searching for a Compliance Monitoring Testing and controls specialist to assist them with the design, implementation and execution of the UK and European M&T Program. Monitoring and Testing Support of the M&T
Job Description THE COMPANY: Our client is a UK-leading investment firm, specialising in private client services. THE RESPONSIBILITIES: Assist with the ongoing update to Compliance policies and procedures. Maintenance of the Compliance monitoring action log. Contribute to the development
Job Description Compliance Monitoring Assistant Southampton Salary: £30-35k This is a role to work directly alongside the Compliance Monitoring Manager for an international law firm, operating across PE, investment funds and financial services, amongst others. The main responsibility of this
Who we are Monex Europe Limited is a corporate FX and hedging provider based in the City of London, and authorised by the Financial Conduct Authority as a payments services firm. Monex Europe Limited is part
InterQuest are supporting a dynamic, forward thinking Financial Services institution who are looking for a Compliance Monitoring Officer to join their team in Chester. Responsibilities: Conduct regular compliance audits and assessments to identify potential issues. Collaborate with internal departments
Job Description Who are we? We are not your typical financial institution. It’s our people who make us a cut above. Here, every person is respected because of their differences, not in spite of them. We
Compliance Monitoring Analyst – Stockbroking, Asset Management or PWM Compliance Monitoring Experience Required Ref: 4008G2 £60K - £75K + Bonus & Benefits Hybrid/Kent We have been appointed by our Client, a boutique Retail & Institutional Stockbroker, who are looking to
Job Description Our CIB client are currently searching for a Compliance Monitoring Testing and controls specialist to assist them with the design, implementation and execution of the UK and European M&T Program. Monitoring and Testing Support of the M&T
Job DescriptionMiryco Consultants is working with a leading Lloyd’s Insurance broker to hire a Compliance Monitoring Officer to join their Central Compliance team.Responsibilities:Provide support in the development of relevant management information.Review reporting and understand regulatory performance.Where any risk indicators
Reports to: CAMO Manager Location: Onsite / in office, CM24. Title: Compliance Monitoring Manager - CAMO Department Overview: The Compliance Monitoring Manager reports directly to the Accountable Manager. The primary responsibility of the Compliance Monitoring Manager is to ensure through independent audits,
Job Description Miryco Consultants is working with a leading Lloyd’s Insurance broker to hire a Compliance Monitoring Officer to join their Central Compliance team. Responsibilities: Provide support in the development of relevant management information. Review reporting and understand regulatory
Compliance Monitoring Officer Do you have a background within financial services? Are you currently working within a compliance, risk and regulatory role? If so this could be the perfect venture for you so get in touch with me today!